SEC Filings - BeachBum Trading https://beachbmtrading.com BeachBum Trading's Home Blog Fri, 12 Dec 2025 13:57:07 +0000 en-US hourly 1 https://wordpress.org/?v=6.9.1 https://beachbmtrading.com/wp-content/uploads/2021/12/cropped-Logo-Copy-32x32.png SEC Filings - BeachBum Trading https://beachbmtrading.com 32 32 What is SEC Form 4? https://beachbmtrading.com/what-is-sec-form-4/?utm_source=rss&utm_medium=rss&utm_campaign=what-is-sec-form-4 https://beachbmtrading.com/what-is-sec-form-4/#respond Thu, 15 Aug 2024 16:06:04 +0000 https://beachbmtrading.com/?p=2914 What is SEC Form 4? Welcome to our BeachBum Trading YouTube channel! In todayโ€™s short [What is SEC Form 4?] video ๐ŸŽฅ, we will be discussing SEC Form 4 โ€“ a...

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What is SEC Form 4?
Welcome to our BeachBum Trading YouTube channel! In today’s short [What is SEC Form 4?] video ๐ŸŽฅ, we will be discussing SEC Form 4 – a key document that must be filed with the U.S. Securities and Exchange Commission whenever there is a change in the holdings of company insiders.

In this short [What is SEC Form 4?] video ๐ŸŽฅ, we will cover the purpose, filing requirements, and important information included in SEC Form 4. By the end of this video, you will understand the importance of this form in maintaining market integrity and transparency for investors.

Make sure to like, share, and subscribe to our channel for more informative content on trading and investing. Thank you for watching and let’s dive into the world of SEC Form 4.

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๐ŸŽฅ RELATED VIDEOS ๐Ÿ“Ÿ
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๐ŸŽฅ How To Read Form 4 SEC Filings ๐Ÿ‘‰ https://youtu.be/N1fOQeiKFNw
๐ŸŽฅ What is SEC Form 144? ๐Ÿ‘‰ https://youtube.com/shorts/H_T0ky13DGQ
๐ŸŽฅ How To Read 13F Filings ๐Ÿ‘‰ https://youtu.be/vIzDj0L6hD8
๐ŸŽฅ How To Do Your Due Diligence [DD] on Stocks in ChartMill | How To Do Due Diligence on Stocks ๐Ÿ‘‰ https://youtu.be/op2lD_1Zbvk
๐ŸŽฅ How To Do Your Due Diligence [DD] on Stocks in FinViz | How To Do Due Diligence on Stocks | Tutorial ๐Ÿ‘‰ https://youtu.be/58v49on6kIU

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#SECForm4 #form4 #sec

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How To Find Noncompliant Companies https://beachbmtrading.com/how-to-find-noncompliant-companies/?utm_source=rss&utm_medium=rss&utm_campaign=how-to-find-noncompliant-companies https://beachbmtrading.com/how-to-find-noncompliant-companies/#comments Wed, 19 Jan 2022 18:34:06 +0000 https://beachbmtrading.com/?p=87 Are you looking for Stocks to Trade related to a particular Topic?, Theme? and/or that fit your particular set of Trading Criteria? Then Please Check Out the “How To Find Noncompliant Companies” video, below and/or on YouTube at: https://youtu.be/zkoDYnD1Kzc and/or on Instagram at: https://www.instagram.com/tv/CVYnu4ZsPB-/ The Stock of a Noncompliant Company may be at risk of Read More

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Are you looking for Stocks to Trade related to a particular Topic?, Theme? and/or that fit your particular set of Trading Criteria?

Then Please Check Out the “How To Find Noncompliant Companies” video, below and/or on YouTube at: https://youtu.be/zkoDYnD1Kzc and/or on Instagram at: https://www.instagram.com/tv/CVYnu4ZsPB-/

The Stock of a Noncompliant Company may be at risk of delisting from the exchange where its stock is currently listed. If a stock is delisted from its exchange, it may end up as an Over The Counter (OTC) stock, which you may or may not be able trade through your broker or may suffer from a reduction in liquidity, as it may not be able to be purchased by institutions, mutual funds, etc., you know? Alternately, if a company is at risk of being delisted due to a low Bid Price, then they may attempt to execute a Reverse Split (RS) to bring their Bid Price back up to resolve their noncompliance issue. If a company executed a Reverse Split (RS), they may subsequently re-offer/re-sell shares up to their authorized number of shares, causing your shares to be diluted and the stock price to typically drop, sometimes precipitously. Therefore, it is to your advantage to be able to find companies that may currently be noncompliant and therefore at risk of being delisted and/or planning to execute a Reverse Split (RS), right?

In this video, we will briefly show you where and how you may find Noncompliant Companies, for each of the major US stock exchanges, including those that may be at risk of being delisted and/or planning to execute a Reverse Split (RS).

We will also briefly show you how you may use automation, e.g. the AutoIt Free Automation Tool and a Microsoft Access database to more quickly and efficiently find Noncompliant Companies and/or those that may be planning to execute a Reverse Split (RS).

Please also See all of the other previous videos in our โ€œHow To Find Stocks to Tradeโ€ Playlist at: https://www.youtube.com/playlist?list=PLH_4RiO370FNLXMIJdojtdpHieizKFFmn

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๐Ÿ”ฝ RESOURCES USED IN THIS VIDEO ๐Ÿ”ฝ
๐Ÿ”ต NYSE Noncompliant Issuers | https://www.nyse.com/regulation/noncompliant-issuers
๐Ÿ”ต NASDAQ Noncompliant Companies | https://listingcenter.nasdaq.com/noncompliantcompanylist.aspx
๐Ÿ”ต SEC.gov EDGAR Full Text Search | https://www.sec.gov/edgar/search/#/q=Reverse*Stock*Split&dateRange=custom&startdt=2021-08-07&enddt=2021-08-14
๐Ÿ”ต AutoIt | https://www.autoitscript.com/site/

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Good Luck Fellow BeachBum Traders! ๐Ÿคž and Have a Great Trading Day! ๐Ÿ˜Ž

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